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Legal and Compliance Officer

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Job Details

Key Responsibilities

  • Ensure ongoing compliance with applicable legislation, regulations, and industry best practices.
  • Assist in the development, implementation, and monitoring of compliance and risk management frameworks.
  • Conduct regulatory reviews and compliance assessments across the business.
  • Monitor and mitigate operational, legal, regulatory, and reputational risks.
  • Draft, review, and manage legal agreements, policies, and internal governance documents.
  • Provide guidance to stakeholders on compliance, legal, and risk-related matters.
  • Support KYC, AML, FICA, POPIA, and other regulatory compliance requirements.
  • Maintain and update risk registers and compliance monitoring plans.
  • Assist with internal audits, regulatory reporting, and external compliance reviews.
  • Monitor legislative and regulatory developments and assess their impact on the business.
  • Deliver compliance awareness and training initiatives across the organisation.
  • Support transaction teams by identifying and managing legal and regulatory risks associated with advisory mandates.

Minimum Requirements

  • Bachelor's Degree in Law, Risk Management, Compliance, Corporate Governance, Finance, or a related field.
  • Postgraduate qualification or Master's Degree advantageous.
  • 3–6 years' experience within Risk, Legal, Compliance, Corporate Governance, Financial Services, Investment Banking, Advisory, or a related environment.
  • Strong understanding of South African regulatory frameworks and corporate governance principles.
  • Knowledge of FICA, AML, POPIA, Companies Act, B-BBEE legislation, and other relevant regulatory requirements.
  • Excellent analytical, problem-solving, and report-writing skills.
  • Strong stakeholder management and communication abilities.
  • High attention to detail with the ability to work in a fast-paced, transaction-driven environment.

Why Apply?

Join a globally recognised advisory firm with an exceptional reputation.
Gain exposure to high-profile local and international transactions.
Work directly with experienced industry leaders and mentors.
Enjoy significant career development and progression opportunities.
Be part of a collaborative, high-performance culture where excellence is rewarded.
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